Training Name
- Training For Authorized Representative
- Training on Portfolio Management
- Training on Ethics in Capital Market
- Training on Behavioral Finance and Investor Psychology
- Understanding the Annual Report and Prospectus
- Investors' Training Program
- Compliance of Securities Market Rules and Regulation
- Training on Capital Market Operation
- Economics for Capital Market
- Training on Risk Management in Capital Market
- Training on Brokerage Operations
- Development of Communication and Negotiation Skills of Executives
- Training on Securities Trading and Investment Analysis
- Training on FinTech for Securities Markets
- Training on Corporate Governance
- Training on IAS, IFRS and Financial Reporting
- Financial Literacy Training for School and College Teachers
- Regulatory Reforms and Other Contemporary Issues of the Capital Market
- Training on Mutual Fund
- Training on Fixed Income Securities
- Training on Financial Derivatives
Training Info
1. সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক-ডিলার, স্টক-ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০
2. Money Laundering Prevention (Amendment) Act, 2015
Overview on Economy
Capital Market Products
Equity, Debt, Derivatives
Industry Interfaces
1. Institutional and retail clients
2. Banks - in multiple roles
3. Clearing corporations
4. Depositories
5. Regulators
6. Broker, Dealer, market maker, trader, Prime broker, International/Multi-national
Brokerage operation and Compliance
1. Security and Cash Settlement
2. Receive and Deliver operation
3. Control and balancing
4. Settlement Interfaces
5. Stock Loan/Borrow/Bank Loan
Custody
Functions
1. Depositary
2. Custodian Bank
Brokerage Accounting and Financial reporting
Cash and Security Accounting
1. Workings of Propriety Accounts
2. Types of Customer Accounts
3. Location Accounts
4. General Business Accounts
Regulatory and Financial Reports
Profit and Loss, Balance sheet, Net Capital
Course Duration
6 Hours
Objectives:
The training program aims to provide the idea
to the participants about regulatory framework of mutual fund, capital market
products and their nature, clearing and settlement process, concept of customer
margin requirements, brokerage accounting and financial reporting.
