Training Name
- Training For Authorized Representative
- Training on Finance for Non Finance People in Capital Market
- Environmental, Social and Governance (ESG) Investing in Capital Market
- Training on Fundamental and Technical Analysis
- Training on Understanding AGM, Annual Report and Prospectus
- Training on Corporate Governance and Shareholder Rights
- Training on Basics of Commodity Trade
- Investor Awareness Program
- Training on Machine Learning and Data Analytics
- Investors' Training Program
- Training on IAS, IFRS and Financial Reporting
- Financial Literacy Training for School and College Teachers
- Training on Mutual Fund
- Training on Fixed Income Securities
- Training on Alternative Investment
Training Info
1. সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক-ডিলার, স্টক-ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০
2. Money Laundering Prevention (Amendment) Act, 2015
Overview on Economy
Capital Market Products
Equity, Debt, Derivatives
Industry Interfaces
1. Institutional and retail clients
2. Banks - in multiple roles
3. Clearing corporations
4. Depositories
5. Regulators
6. Broker, Dealer, market maker, trader, Prime broker, International/Multi-national
Brokerage operation and Compliance
1. Security and Cash Settlement
2. Receive and Deliver operation
3. Control and balancing
4. Settlement Interfaces
5. Stock Loan/Borrow/Bank Loan
Custody
Functions
1. Depositary
2. Custodian Bank
Brokerage Accounting and Financial reporting
Cash and Security Accounting
1. Workings of Propriety Accounts
2. Types of Customer Accounts
3. Location Accounts
4. General Business Accounts
Regulatory and Financial Reports
Profit and Loss, Balance sheet, Net Capital
Course Duration
6 Hours
Objectives:
The training program aims to provide the idea
to the participants about regulatory framework of mutual fund, capital market
products and their nature, clearing and settlement process, concept of customer
margin requirements, brokerage accounting and financial reporting.
