Training Name
- Training For Authorized Representative
- Investors' Training Program
- Compliance of Securities Market Laws Rules and Regulation
- Training on Capital Market Operation
- Training on Potential Women Investors’ and Entrepreneur
- Training on Commodity Exchange
- Application of the FinTech in Capital Markets
- Training on Brokerage Operations
- Development of Communication and Negotiation Skills of Executives
- Training on Securities Trading and Investment Analysis
- Training on Corporate Governance
- Training on IAS, IFRS and Financial Reporting
- Financial Literacy Training for School and College Teachers
- Regulatory Reforms and Other Contemporary Issues of the Capital Market
- Training on Mutual Fund
- Training on Fixed Income Securities
- Certificate Course for Company Secretary, Chief Financial Officer, and Managing Director/ CEO of the Issuer Companies
- Training on Financial Derivatives
Training Info
1. সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক-ডিলার, স্টক-ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০
2. Money Laundering Prevention (Amendment) Act, 2015
Overview
on Economy
Capital Market Products
Equity, Debt, Derivatives
Industry Interfaces
1. Institutional
and retail clients
2. Banks - in multiple roles
3. Clearing corporations
4. Depositories
5. Regulators
6. Broker,
Dealer, market maker, trader, Prime broker, International/Multi-national
Brokerage operation and Compliance
1. Security
and Cash Settlement
2. Receive
and Deliver operation
3. Control
and balancing
4. Settlement
Interfaces
5. Stock
Loan/Borrow/Bank Loan
Custody
Functions
1. Depositary
2. Custodian Bank
Brokerage Accounting and Financial reporting
Cash
and Security Accounting
1. Workings of Propriety Accounts
2. Types of Customer Accounts
3. Location Accounts
4. General Business Accounts
Regulatory
and Financial Reports
Profit and Loss, Balance sheet, Net Capital
Course Duration
6 Hours
Objectives:
The training program aims to provide the idea
to the participants about regulatory framework of mutual fund, capital market
products and their nature, clearing and settlement process, concept of customer
margin requirements, brokerage accounting and financial reporting.
