Training Name
- Training For Authorized Representative
- Training on Portfolio Management
- Training on Ethics in Capital Market
- Training on Behavioral Finance and Investor Psychology
- Understanding the Annual Report and Prospectus
- Investors' Training Program
- Compliance of Securities Market Rules and Regulation
- Training on Capital Market Operation
- Economics for Capital Market
- Training on Risk Management in Capital Market
- Training on Brokerage Operations
- Development of Communication and Negotiation Skills of Executives
- Training on Securities Trading and Investment Analysis
- Training on FinTech for Securities Markets
- Training on Corporate Governance
- Training on IAS, IFRS and Financial Reporting
- Financial Literacy Training for School and College Teachers
- Regulatory Reforms and Other Contemporary Issues of the Capital Market
- Training on Mutual Fund
- Training on Fixed Income Securities
- Training on Financial Derivatives
Training Info
Topics
1. Regulatory
Framework of Bangladesh Capital Market
2.Bangladesh
Capital Market: Overview of the equity and debt
markets, the goals of the markets, and how they work, the functions of Capital
Markets, including raising capital, trading, and investment, and the
differences between exchange traded and over-the-counter markets, the
difference between primary and secondary markets, and the major players, and the
different regulators in the market and their roles
3.Stock exchange operations:
Operational Structure of DSE, functions, Product and Boards, Clearing and
Settlement, TREC holder's Margin, Fund mobilization process , Mainboard, SME
and ATB, Market capitalization, API and Broker Hosted OMS, DSE data sale
initiative , Government Securities trading and operations , Upcoming products
development initiatives, ETF, REIT, ESG Index, Short Selling, Sharia based
products.
4.Clearing operations: Account
opening, Direct account, Dematerialization, buying and selling, off market
settlement, freeze and suspension, transfer and transmission and pledging.
5.Commodity exchange operations:
Difference between commodity and financial derivatives; Global and Bangladesh
commodities exchanges; Prospect and challenges of commodity market in
Bangladesh. Classification of commodity and factors affecting commodity market.
Exchange membership; Capital requirements; Commodities traded on CSE platform;
Potential Instruments available for trading; Pricing of commodity futures;
Trading; Clearing, Settlement and Risk Management; Use of commodity futures in
hedging, speculation and arbitrage.
6.Brokerage and
Merchant Banking Operation and Compliance: Compliance Activities for a Stock
Broker and Merchant Banker, Non-Compliance Activities Relating to Short Sale,
Same Share Buy Sale, Sponsor Directors’ Share Buy and Sale Without Declaration,
Aggressive Buy Sale, Modify (Buy Sale in Wrong Client Code). Trading
Related Compliance, Check Dishonor Issue, Transfer & Transmission Related
Compliance, Buy & Sale Order Form, Margin Related Compliance, Risk arises
from Non-compliance, SME Board, Alternative Trading Board (ATB), Net capital
Balance of Stock Broker and Stock Dealer, Risk based Capital Adequacy
Requirements. Fund-raising, underwriting, loan syndication, investment
advice, portfolio management, and issue management.
Capital Market Intermediaries
Course Duration
15 Hours
Objective:
This training aims to develop a thorough understanding of securities operations-related concepts in debt and equity markets.
