bangladesh academy for securities markets

(Academic Wing of Bangladesh Securities and Exchange Commission)

Training For Authorized Representative

Duration: 5 Days

Venue: BASM

Target Group: Authorized Representatives of Capital Market


  1. To acquaint the participants with the structure and composition of financial markets.
  2. To enhance the Financial and Operational skills of participants regarding Capital Market.
  3. To familiarize the participants with the legal aspects of Capital Market.
  4. To uplift their standard of communication, ethical norms and behaviors.


  1. Financial System and Financial Markets of Bangladesh
  2. Essential Concepts of Finance and Financial Statement Analysis
  3. Equity and Debt Financial Instrument of Security
  4. Securities Markets Structure: Intermediaries and Regulatory Framework and Products
  5. Security Market Operations
  6. BO A/C opening process, DP Related Issues, CDBL Bye Laws and Capital Market Related Apps
  7. Securities and Exchange Rules, 2020
  8. Securities and Exchange Ordinance, 1969
  9. Margin Rules, 1999 and DSE and CSE (Settlement of Transaction) Rules
  10. BSEC (TREC) Rule, 2020; DSE and CSE (Administration of TREC) Regulations
  11. Stock Exchange (Listing) Regulations and DSE & CSE trading system (Including Automated
    Trading/OTC/ATB/Small Cap)
  12. Rules and Regulation relating to Insider Trading and Short Sales
  13. AML and CFT Related to Security Markets
  14. Surveillances System of Stock Exchange/BSEC, Arbitration and Dispute  
  15. Communication and Marketing Skills of Authorized Representatives